This course provides a comprehensive introduction to SECForm 10-K, highlighting its critical role in financial reporting for public companies. We'll address the purpose of the form as well as the key regulatory requirements and compliance aspects, including specific filing deadlines and the potential consequences of non-compliance. This course emphasizes the significance of Form 10-K for investorsand stakeholders, showcasing how it serves as a vital tool for informed decision-making.
Learning Objectives
Upon successful completion of this course, participants will be able to:
Identify the key components of SECForm 10-Kand their relevance to financial reporting.
Recognize the regulatory requirements and compliance aspects associated with filing Form 10-K.
Distinguish between the filing deadlines for Form 10-Kand the consequences of non-compliance
Recognize the significance of Form 10-Kfor investorsand stakeholders
Major Topics
Form 10-K Series: Introduction to SEC Form 10-K Requirements
Overview of SEC Form 10-K
Key Regulatory Requirements
SEC Review Process