Root cause analysis is a powerful tool for understanding why quality issues arise, and for preventing them from recurring.
This webcast examines the principles and objectives of a root cause analysis and how it aligns with SQMS No. 1’s focus on continual improvement.
Learn practical approaches for: Identifying underlying causes of findings and deficiencies Evaluating contributing factors Implementing meaningful corrective actions
We’ll also explore how this process can help firms of all sizes to: Enhance audit quality Strengthen remediation activities Foster a culture of proactive problem-solving
Learning Objectives
- Apply the requirements of SQMS No. 1 applicable to monitoring and remediation.
- Determine the purpose and key features of a root cause analysis.
- Analyze the steps in a proper root cause analysis.
- Apply the requirements of SQMS No. 1 and the root cause analysis process to example findings.
Major Topics
Broad discussion of root cause analysis, including what a root cause analysis is, how it works, and why it is understood to be an effective tool The requirements of SQMS No. 1 (QM section 10) regarding root cause analysis Applying the discussed steps of a proper root cause analysis in a real-world scenario Documentation considerations for root cause analysis