April 16, 2026


Vendor Webinar


2 CPE Credits

Quality Management: Performing a Root Cause Analysis

Explore how root cause analysis can help firms identify underlying issues, strengthen remediation efforts, and enhance the overall effectiveness of their system of quality management.

April 16, 2026
Vendor Webinar
2 CPE Credits

Quality Management: Performing a Root Cause Analysis

Explore how root cause analysis can help firms identify underlying issues, strengthen remediation efforts, and enhance the overall effectiveness of their system of quality management.

  • Instructor

    Mike
    Brand

  • Instructor

    Joe
    Lynch

  • Instructor

    Jeanne
    Dee

Learning Objectives

  • Apply the requirements of SQMS No. 1 applicable to monitoring and remediation.
  • Determine the purpose and key features of a root cause analysis.
  • Analyze the steps in a proper root cause analysis.
  • Apply the requirements of SQMS No. 1 and the root cause analysis process to example findings.

Major Topics

Broad discussion of root cause analysis, including what a root cause analysis is, how it works, and why it is understood to be an effective tool The requirements of SQMS No. 1 (QM section 10) regarding root cause analysis Applying the discussed steps of a proper root cause analysis in a real-world scenario Documentation considerations for root cause analysis

CPE Credits Available

2 CPE Credits
2
Specialized Knowledge

Things to Know About This Course

Course Level

  • Intermediate

Prerequisites

  • '
  • General understanding of the participant’s firm’s system of quality management.
  • Familiarity with SQMS No. 1 (QM section 10).

Intended Audience

Sole proprietors of audit and assurance firms Responsible partners and staff at small- and medium-sized audit and assurance firms

Provider

AICPA (Durham)

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