April 21, 2026


Vendor Webinar


8 CPE

Documenting Your EBP Audit: What You Need to Know

April 21, 2026
Vendor Webinar
8 CPE

Documenting Your EBP Audit: What You Need to Know

Learning Objectives

  • Recognize areas in employee benefit plan audits that commonly lead to documentation deficiencies.
  • Recall the AICPA professional standards that address audit documentation.
  • Recall the practical aspects of unique EBP audit planning procedures.
  • Recognize effective documentation of all elements of risk assessment.
  • Recognize effective documentation of system narratives and walk-throughs.
  • Recall documentation concepts for investments and participant notes receivable.
  • Identify best practices for documenting audit procedures surrounding contributions and benefit payments.
  • Recall documentation for other audit areas not related to specific accounts.

Major Topics

Audit planning Risk assessment and control testing Documentation best practices for investments and notes receivable Key audit areas in the financial statements, such as contributions, benefit payments, and plan expense Participant data and participant accounts Initial audits, plan mergers, and other issues

CPE Credits Available

8 CPE
8
Accounting&Auditing

Things to Know About This Course

Course Level

  • Basic

Prerequisites

None

Intended Audience

Auditors of employee benefit plans

Provider

AICPA (Durham)

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